UCLA DA 551.08: Settlement of Non-Employment Claims With a Value of $100,000 or Less
Date:
November 06, 2009
From: Chancellor Gene D. Block
To: Executive Vice Chancellor & Provost Scott L. Waugh
Vice Chancellor, Medical Sciences Gerald S. Levey
Administrative Vice Chancellor Sam J. Morabito
Vice Chancellor, Finance, Budget & Capital Programs Steven A. Olsen
References:
  1. The Regents’ Policy on Settlement of Litigation, Claims and Separation Agreements, adopted September 15, 1995, as amended November 20, 2008;
  2. UC DA 2595 (To Approve Settlements of Claims and Separation Agreements With a Value of $100,000 or Less and Voluntary Separation Program Agreements of Less Than $50,000) to Chancellors, dated March 11, 2016;
  3. UC Delegation No. 2008-03 (Authority to Approve Certain Non-Court Litigated Settlements) to Chief Campus Counsels, dated January 22, 2008.
Supersedes: UCLA DA 551.07 (Settlement of Non-Employee Claims Involving Consideration of Less than $50,000) to Administrative Vice Chancellor Morabito, Vice Chancellors Levey, and Olsen, et al., dated 5/1/2007.

Effective as of the date above, I hereby delegate to you the authority to approve settlements of non-litigated non-employment claims (claims) for matters under your respective jurisdictions, when the consideration paid or received is $100,000 or less. Litigated settlements must be reviewed and approved by Office of the General Counsel, except as specified in UC Delegation No. 2008-03, referenced above. The authority to settle claims is to be exercised subject to and in accordance with Reference (a), above. Litigated settlements or separation agreements that involve significant questions of University policy may require approval of The Regents. As used in this delegation, a “claim” is a disputed demand for payment from an entity or individual (including employees) made other than through litigation. “Litigation” is defined as legal proceedings in the form of a lawsuit, arbitration proceeding, or internal or external administrative proceeding. Delegated authority to execute settlements of employment claims and separation agreements is articulated in a separate campus delegation, UCLA DA 672.03. Commercial negotiations to adjust amounts payable under a contract shall not be treated as claims.

All agreements must be approved as to legal form by University Counsel prior to execution unless the agreement is in a form previously approved by that office and is issued without revision. The release provisions of all settlements of claims, regardless of the amount of consideration, must be in a format approved by the General Counsel.

Subordinate campus officers, as noted below, are authorized to settle claims and review and recommend for settlement all litigated and non-litigated claims within their respective areas of administrative responsibility, in accordance with the Settlement of Non-Employment Claims Delegated Authority Matrix set forth below, and subject to and in accordance with Reference (a), above. Such recommendations shall be coordinated through the appropriate risk management offices and submitted on the settlement authorization request form required by such office.

Settlement of Non-Employment Claims Delegated Authority Matrix

Recommend for Settlement All Litigated and Non-Litigated Claims Over*:

Recommend for Settlement All Litigated Claims Up to*:

 

Recommend for Settlement All Non-Litigated Claims Between*:

 

Settle Non-Litigated Claims Less than:

 
Executive Vice Chancellor & Provost
$100,000
$100,000-$500,000
$500,000
$500,000
Vice Chancellor - Finance, Budget & Capital Programs
$100,000
$100,000-$500,000
$500,000
$500,000
Administrative Vice Chancellor
$100,000
$100,000-$500,000
$500,000
$500,000
Associate VC, Campus Human Resources
$100,000
$100,000-$500,000
$500,000
n/a
Executive Director, Campus Service Enterprises
$100,000
$100,000-$500,000
$500,000
n/a
Director, Insurance & Risk Management
$50,000
$100,000-$500,000
$500,000
n/a
Vice Chancellor, Medical Sciences
$100,000
$100,000-$500,000
$500,000
$500,000
Associate Vice Chancellor, Hospital System & Chief Executive Officer, Medical Center
$100,000
$100,000-$500,000
$500,000
n/a
Sr. Associate Director, Medical Center Patient Relations & Human Resources
$100,000
$100,000-$500,000
$500,000
n/a
Director, Medical Center Risk Management
$100,000
$100,000-$500,000
$500,000
n/a
* Note: Settlement of claims for amounts exceeding $100,000 requires the concurrence of General Counsel

Each of you will provide the Vice Chancellor--Legal Affairs with a quarterly report identifying the settlements approved under this redelegated authority. A report of settlements (and separation agreements) involving consideration of $50,000 or more must be transmitted to the General Counsel through Campus Counsel for required reporting to The Regents.

This delegation is being issued due to the supersession of the parent UC delegation (UC DA 2214, issued 12/12/2008). The substantive changes to the delegation being superseded are the maximum amount of the consideration that may be paid has increased from <$50,000 to <$100,000, and that may be recommended for settlement has increased from $100,000 to $500,000. Specimen signatures are no longer required by the Office of Risk Services. Any redelegation of this authority beyond that noted in the matrix above shall be in writing with a copy to me and those listed below.

Attachment - Policy on Settlement of Litigation, Claims and Separation Agreements


cc: President
Executive Vice President, Business Operations
Vice Chancellor, Legal Affairs
Universitywide Policy Coordinator
Manager, Administrative Policies & Delegations
General Counsel & Vice President, Legal Affairs